NISM Series V-A: From 0 to Hero – My Journey to 71% & AMFI Registration

NISM Series V-A: My "0 to Hero" Journey (Scored 71% in First Attempt!)

Welcome to my NISM V-A Preparation Guide!

nism 5a certificate


I am thrilled to share that I have successfully cleared the NISM Series V-A: Mutual Fund Distributors exam with a score of 71% on my very first try. Today, I am a proud AMFI Registered Mutual Fund Distributor, actively working with leading platforms like AssetPlus and Prudent.

If you are starting from zero, don't worry—I am going to share the exact roadmap, handwritten notes, and mock tests that helped me ace this exam.

Everything You Need to Know About NISM 5A

The NISM Series V-A is the gateway to the mutual fund industry. It covers the end-to-end mechanics of mutual funds, from legal structures to scheme selection.

Key Exam Highlights:

  • No Negative Marking: You can safely attempt all 100 questions.

  • Passing Score: You only need 50% to qualify.

  • AMFI Registration: Passing this is mandatory to get your ARN and start your career as a distributor.

Exam Weightage: Where to Focus?

To score high like I did, you must prioritize units with the highest marks. Here is the official weightage for all 12 units:

Unit No.Unit NameWeightage
Unit 1Investment Landscape8%
Unit 2Concept & Role of a Mutual Fund6%
Unit 3Legal Structure of Mutual Funds in India4%
Unit 4Legal and Regulatory Framework10%
Unit 5Scheme Related Information10%
Unit 6Fund Distribution and Channel Management6%
Unit 7NAV, Total Expense Ratio (TER) and Pricing8%
Unit 8Taxation4%
Unit 9Investor Services15%
Unit 10Risk, Return and Performance of Funds7%
Unit 11Mutual Fund Scheme Performance7%
Unit 12Mutual Fund Scheme Selection15%

My Roadmap for You

I am committed to helping you pass this exam easily. Over the next few days, I will be posting:

  • Chapter-wise Short Notes: Simplified versions of my personal handwritten notes for all 12 units.

  • Solved MCQs: Dedicated mock tests for every chapter to ensure you're exam-ready.

Check all my blogs regularly to access the full revision library and start your journey to becoming an AMFI registered professional today!

Dhaval Visariya

AMFI Registered Distributor (ARN-327925) | Software Developer & Finance Enthusiast

Connect with me:
LinkedIn | Telegram | YouTube | GitHub | Medium

Disclaimer: I am an AMFI Registered Mutual Fund Distributor. Views expressed here are for educational purposes. Mutual Fund investments are subject to market risks, read all scheme related documents carefully.
📧 Contact: info.apollofinancialservices@gmail.com

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